Listing Regulation and Enforcement Newsletter

We published the fourteenth issue of Listing Regulation and Enforcement Newsletter today, which is available on the HKEX website.

This issue provides updates and guidance on various topics covering, among others, the upcoming market infrastructure and regulatory initiative. The articles set out key implementation milestones and actions required of issuers. We encourage all issuers to review these updates carefully and take early steps to prepare for implementation.

This issue features the following articles:

(i) Getting ready for upcoming market infrastructure and regulatory initiatives;

(ii) Our continuous focus on enhancing financial reporting and oversight;

(iii) Governance and safeguards for Chapter 21 investment companies;

(iv) Effective risk management and internal control systems;

(v) New shareholder value in focus webpage;

(vi) Growing issuer interest in re-domiciliation to Hong Kong; and

(vii) Implementation details for upcoming market infrastructure and regulatory initiatives.